MISSOURI COMMISSIONER OF SECURITIES vs. BUSCETTO, BRUCE GREG

Case Details
Case Number 90-0029 SE
Case Type SE Sec of State Securities
Case Name MISSOURI COMMISSIONER OF SECURITIES vs. BUSCETTO, BRUCE GREG
Commissioner z Paul R. Otto
Case Status Archived
Date Created 1990-01-12 00:00:00
Date Closed
Case Appointments
Type Location Attendees Subject Status Begin End
Hearing Set for JC TWO DAYS 1991-10-04 09:30:00
Hearing Set for JC TWO DAYS 1991-10-03 09:30:00
Hearing Set for HEARING SCHEDULED TO RECONVENE at 9:30 A.M., Thursday-Friday, June 20-21, 1991, PRO/AHC. Notice of Hearing Mai 1991-04-15 00:00:00
Hearing Set for HEARING RESCHEDULED 9:30 A.M., Friday, April 12, 1991, PRO/AHC. Notice of Hearing Mailed Cert. P 918 329 975(a 1991-04-12 09:30:00
Hearing Set for HEARING RESCHEDULED 9:30 A.M., Friday, December 14, 1990, PRO/AHC. Notice of Hearing Mailed Certified P 918 32 1990-12-14 09:30:00
Hearing Set for DECEMBER 14, 1990 HEARING CONTINUED by PRO(az) 1990-12-14 00:00:00
Hearing Set for HEARING RESCHEDULED 9:30 A.M., Friday, September 21, 1990, PRO/AHC. Notice of Hearing Mailed Certified P 918 3 1990-09-21 09:30:00
Hearing Set for SEPTEMBER 21, 1990 HEARING CONTINUED by PRO(az) 1990-09-21 00:00:00
Hearing Set for HEARING RESCHEDULED 9:30 A.M., Friday, June 22, 1990, PRO/AHC. Notice of Hearing Mailed Certified P 918 329 34 1990-06-22 09:30:00
Hearing Set for Doughty, JUNE 22, 1990 HEARING CONTINUED by PRO(az) 1990-06-22 00:00:00
Hearing Set for HEARING SCHEDULED 9:30 A.M., Wednesday, May 16, 1990, PRO/AHC. Notice of Complaint/Notice of Hearing Mailed(az 1990-05-16 09:30:00
Hearing Set for MAY 16, 1990 HEARING CONTINUED by PRO(az) 1990-05-16 00:00:00
Hearing Set for HEARING RESCHEDULED 9:30 A.M., Thursday-Friday, October 3-4, 1991, PRO/AHC. Notice of Hearing Mailed(az) 1991-06-25 00:00:00
Hearing Set for - Docket DOCKET HEARING SCHEDULED 9:00 A.M., Friday, August 10, 1990, PMS/AHC. Notice of Hearing Mailed(az) 1990-08-10 09:00:00
Correspondence
Reason Comments Date Sent Documents
Hearing Notice sent-noh 1990-05-17 00:00:00
Hearing Continuance Granted Order mailed 1990-05-17 00:00:00
Hearing Notice sent-noh 1990-01-29 00:00:00
Hearing Notice sent-noh 1991-04-15 00:00:00
z.Hearing Notice sent-Dkt DOR Letter 1990-05-14 00:00:00
zTranscript Letter to Non-State Party 1992-11-13 00:00:00
zTranscript Sent to Non-State Party (Payment Received) 1992-11-13 00:00:00
zTranscript Sent to Non-State Party (Payment Received) 1992-11-13 00:00:00
Briefing Schedule Revised mailed 1992-11-13 00:00:00
Briefing Schedule Revised mailed 1992-11-13 00:00:00
Briefing Schedule Revised mailed 1992-11-13 00:00:00
Transcript Ordered notice sent 1992-11-13 00:00:00
Order Issued 1991-04-08 00:00:00
Briefing Schedule mailed 1992-11-13 00:00:00
Order Issued 1992-11-13 00:00:00
Order Issued 1992-11-13 00:00:00
zTranscript Sent to State Attorney 1992-11-13 00:00:00
Order Issued 1992-09-18 00:00:00
Order Issued 1992-07-06 00:00:00
Order Granting Mtn-Leave to Withdraw as Atty 1992-06-23 00:00:00
Order Issued 1991-03-14 00:00:00
zTranscript Letter to Non-State Party 1991-07-19 00:00:00
zTranscript Sent to State Attorney 1991-07-19 00:00:00
Hearing Notice sent-noh 1991-06-25 00:00:00
Hearing Notice sent-noh 1990-12-14 00:00:00
Hearing Continuance Granted Order mailed 1990-12-14 00:00:00
Hearing Notice sent-noh 1990-09-21 00:00:00
Hearing Continuance Granted Order mailed 1990-09-21 00:00:00
Hearing Notice sent-noh 1990-06-20 00:00:00
Hearing Continuance Granted Order mailed 1990-06-20 00:00:00
Briefing Schedule Revised mailed 1992-07-13 00:00:00
Closed-Motion of Petitioner mailed 1992-11-13 00:00:00
Briefing Schedule Revised mailed 1992-08-13 00:00:00
Objection Letter to Resp sent - ROBDU 1992-06-15 00:00:00
Objection Letter to Resp sent - ROBDU 1992-06-15 00:00:00
Objection Letter to Resp sent - ROBDU 1992-06-15 00:00:00
Objection Letter to Resp sent - ROBDU 1992-06-15 00:00:00
Case Documents
ID Type Comments Date Received
16338197 Motion to Withdraw as Attorney filed CORRESPONDENCE FROM Mark E. Maddox, as attorney for Resp, indicating withdrawal of himself, James M. Fischer, 1992-06-23 00:00:00
16339331 Entry of Appearance filed ENTRY OF APPEARANCE filed by Terry C. Allen as attorney for Resp. jb 1992-06-22 00:00:00
16344095 Returned Mail Received RETURNED MAIL (letter of continuance) P 919 103 781 marked "UNCLAIMED": ba 1991-05-06 00:00:00
16345380 Miscellaneous filed PULL SET 11/20/92 for PRO s review. (dw) 1992-10-21 00:00:00
16345489 zMotion to dismiss MOTION TO DISMISS with Prejudice filed by Pet. jb 11/12 1992-11-10 00:00:00
16345524 Stipulation filed PROPOSED STIPULATION filed by Pet. jb 7/6 1992-07-02 00:00:00
16345627 Miscellaneous filed ATTORNEY MARTING reminded of upcoming hearing by telephone and copy of notice by regular mail(Certified Mail r 1991-06-05 00:00:00
16345633 Miscellaneous filed NOTICE of rescheduling hearing remailed Certified P 919 103 529(az) 1991-01-23 00:00:00
16345823 Certified Receipt filed GREEN CARD Returned (P 918 329 344) Signed on 5/21/90, signature illegible: ba 1990-05-23 00:00:00
16345878 Motion for Extension of Time filed RESP S APPLICATION for Extension of Time in which to file brief with suggestion filed by Resp. jb 1992-07-09 00:00:00
16346442 Brief filed by Respondent PROPOSED FINDINGS of Fact, Conclusions of Law and Order - and Resp s Post Hearing Memorandum of Law filed by Re 1992-07-28 00:00:00
16346454 Motion filed MOTION TO REOPEN RECORD of Case for the Limited Purpose of Admission of Exhibits filed by Petitioner. (dw) 6/1 1992-06-12 00:00:00
16346632 Proposed Findings of Fact and Brief filed PROPOSED STATEMENT OF THE CASE, Findings of Fact, Conclusions of Law, and Order Submitted by the Petitioner C 1992-06-12 00:00:00
16347691 Motion for Extension of Time filed REQUEST FOR EXTENSION of Time to file Reply Brief filed by Pet. jb 1992-08-12 00:00:00
16347750 Miscellaneous filed MOTION FOR Continuance of Hearing Date filed by Pet s Atty: ba 1990-05-04 00:00:00
16347881 Certified Receipt filed GREEN CARD P 918 329 606 Returned. Signed by Rodger Marting on 6/25/90: ba 1990-06-29 00:00:00
16348021 Certified Receipt filed GREEN CARD Returned Signature is no legible. # P918-329-780 -ls 1990-10-12 00:00:00
16348714 Motion for Stay filed MOTION TO STAY briefing schedule filed by Pet. jb 1992-09-17 00:00:00
16349322 Miscellaneous filed MOTION FOR Continuance of Hearing Date filed by Pet s Atty: ba 6/15 1990-06-14 00:00:00
16349367 Objections filed by SUGGESTIONS OF RESP in Opposition to Pet s Motion to Reopen Record. jb 6/25 1992-06-24 00:00:00
16349389 zMotion for Continuance filed MOTION FOR CONTINUANCE filed by Resp: ba PROPOSED Dismissal filed by Resp: ba 1991-06-13 00:00:00
16349423 Motion filed MOTION FOR WAIVER of Rule 1 CSR 15-2.030 filed by Resp. jb 4/2 1991-03-29 00:00:00
16349453 zMotion for Continuance filed MOTION FOR CONTINUANCE filed by Resp: ba 1990-06-18 00:00:00
16349502 Miscellaneous filed MOTION re: continuance filed by Resp: ba 1990-09-17 00:00:00
16349578 zMotion for Continuance filed 1991-03-11 00:00:00
16349803 Miscellaneous filed Copy of order denying consolidation - original filed in 89-000125SE. kh 01/23/90 1990-01-18 00:00:00
16350239 Motion for Extension of Time filed REQUEST FOR EXTENSION of Time to file Proposed Findings of Fact, Conclusions of Law and Legal Brief filed by P
16350244 zResponse To filed REPLY TO Pet s Motion for Continuance filed: ba 1991-03-18 00:00:00
16350274 Certified Receipt filed GREEN CARD Certified No. (#P 919 103 529) Returned. Signed (1/28/91) by Rodger Marting: ba 1991-01-30 00:00:00
16350312 Certified Receipt filed GREEN CARD Certified No. (#P919 103 780) Returned Signed 04/18/91 by M. Kloche. jb 4/22 1991-04-19 00:00:00
16350329 Returned Mail Received RETURNED MAIL (letter re: resched. of hearing) P 918 329 780 marked "Returned for Postage": ba 1990-09-26 00:00:00
16350368 Returned Mail Received RETURNED MAIL - Letter continuing and resetting hearing - Returned marked UNCLAIMED -ls 1991-01-08 00:00:00
16351115 Answer - Respondent filed ANSWER FILED by Resp s Atty - 1990-02-27 00:00:00
16351173 Complaint Filed COMPLAINT FILED/Ready to Set for Hearing. kh 01/22/90 1990-01-12 00:00:00
16351395 Miscellaneous filed MAIL RETURNED for postage remailed(az) 1990-09-26 00:00:00
16351480 Miscellaneous filed LETTER from Petitioner concerning Motion for Continuance, indicating that Respondent has no objections and ask 1990-12-11 00:00:00
16353588 Miscellaneous filed DEPOSITION OF TIM PUPO due. Pull set 3/16/92. (dw)
16353589 Miscellaneous filed PULL SET for 2/13/92 for Deposition of Tim Pupo to be filed. (dw)
16353591 Miscellaneous filed COPY OF LETTER TO Associated Court Reporters with signature sheet and errata sheet for deposition of Timothy J
16353643 Miscellaneous filed PULL set 1/22/92 to check for deposition of Tim Pupo -ls
16353647 Transcript filed TRANSCRIPT (Volume I) (4) FILED With AHC by BJB. bjb 1991-07-19 00:00:00
16353830 Transcript filed TRANSCRIPT (4) (Volume II) FILED With AHC by BJB on 12/31/91. bjb
16353843 Miscellaneous filed COPY OF LETTER requesting Resp review draft of affidavit to determine if deposition of Tim Pupo is required fi
16354663 Motion for Extension of Time filed REQUEST FOR EXTENSION of Time to File Proposed Findings of Fact, Conclusions of Law and Legal Brief filed by P
16354760 Motion for Extension of Time filed REQUEST FOR EXTENSION of Time to file Proposed Findings of Fact, Conclusions of Law and Legal Brief filed by P
16354780 Entry of Appearance filed ENTRY OF APPEARANCE filed by Mark E. Maddox of Coons & Saint as attorney for Resp. TATEMENT PURSUANT to 1 CS
16354858 zMotion for Continuance filed MOTION FOR CONTINUANCE of Hearing Date filed by Pet: ba 1990-12-07 00:00:00
16354998 Deposition filed DEPOSITION OF Timothy Pupo filed by Pet. jb
16355028 Motion for Extension of Time filed MOTION FOR EXTENSION of Time to take Deposition filed by Pet. jb 11/4