COMMISSIONER OF SECURITIES vs. FEHRMAN, ROBERT MALONE

Case Details
Case Number 92-0572 SE
Case Type SE Sec of State Securities
Case Name COMMISSIONER OF SECURITIES vs. FEHRMAN, ROBERT MALONE
Commissioner z Edward F. Downey
Case Status Archived
Date Created 1992-04-24 00:00:00
Date Closed
Case Appointments
Type Location Attendees Subject Status Begin End
Hearing Set for HEARING RESCHEDULED 9:30 A.M., Monday-Friday, March 21-April 1, 1994, (two weeks)EFD/AHC/ORDER ISSUED(az) 1993-10-07 00:00:00
Hearing Set for DECEMBER 13-17, 1993 HEARING CONTINUED/ORDER ISSUED(az) 1993-10-07 00:00:00
Hearing Set for HEARING SCHEDULED (ORAL ARGUMENT)1:00 P.M., Thursday, October 14, 1993, EFD/AHC. Time and date confirmed by te 1993-10-04 00:00:00
Hearing Set for HEARING RESCHEDULED 9:30 A.M., Thursday-Friday, October 14-15, 1993, EFD/AHC. ORDER ISSUED granting continuanc 1993-03-31 00:00:00
Hearing Set for MAY 4-5, 1993 HEARING CONTINUED/ORDER ISSUED(az) 1993-03-31 00:00:00
Hearing Set for HEARING RESCHEDULED 9:30 A.M., Tuesday-Wednesday, May 4-5, 1993, EFD/AHC. Order issued(az) 1993-01-13 00:00:00
Hearing Set for Doughty, JANUARY 20-21, 1993 HEARING CONTINUED(az) 1993-01-13 00:00:00
Hearing Set for HEARING RESCHEDULED 9:30 A.M., Wednesday-Thursday, January 20-21, 1993, EFD/AHC. ORDER ISSUED(az) 1992-09-11 00:00:00
Hearing Set for SEPTEMBER 14-15, 1992 HEARING CONTINUED/ORDER ISSUED(az) 1992-09-11 00:00:00
Hearing Set for HEARING RESCHEDULED 9:30 A.M., Monday-Friday, December 13-17, 1993, EFD/AHC. Notice of Hearing Mailed Certifie 1993-04-20 00:00:00
Hearing Set for NOVEMBER 1-5, 1993 HEARING CONTINUED(az) 1993-04-19 00:00:00
Hearing Set for HEARING RESCHEDULED 9:30 A.M., Monday-Friday, November 1-5, 1993, EFD/AHC. Notice of Hearing Mailed Certified 1993-04-14 00:00:00
Hearing Set for OCTOBER 14-15, 1993 HEARING CONTINUED(az) 1993-04-14 00:00:00
Hearing Set for HEARING SCHEDULED 9:30 A.M., Monday-Tuesday, eptember 14-15, 1992, EFD/AHC. Notice of Complaint/Notice of He 1995-01-01 00:00:00
Hearing for Oral Argument JC 1993-10-14 13:00:00
Correspondence
Reason Comments Date Sent Documents
Order Granting Extension of Time 1992-12-01 00:00:00
Order Granting Extension of Time 1992-10-28 00:00:00
Order Issued 1992-09-25 00:00:00
Order Granting Mtn-Leave to Withdraw as Atty 1993-03-30 00:00:00
Order Granting Extension of Time 1992-11-17 00:00:00
Order Issued 1993-08-26 00:00:00
Order Issued 1993-08-17 00:00:00
Order Granting Extension of Time 1993-08-10 00:00:00
Order Issued 1993-06-24 00:00:00
Order Issued 1993-06-16 00:00:00
Order Issued 1993-06-07 00:00:00
Order Issued 1993-05-21 00:00:00
Order Granting Extension of Time 1993-05-05 00:00:00
zDiscovery Letter mailed 1993-12-09 00:00:00
Order Granting Extension of Time 1993-10-13 00:00:00
Hearing Notice sent-noh 1992-09-11 00:00:00
Hearing Continuance Granted Order mailed 1992-09-11 00:00:00
Hearing Notice sent-noh 1992-10-28 00:00:00
Hearing Notice sent-noh 1993-04-20 00:00:00
Hearing Continuance Granted Order mailed 1993-04-19 00:00:00
Hearing Notice sent-noh 1993-04-14 00:00:00
Hearing Continuance Granted Order mailed 1993-04-14 00:00:00
Hearing Notice sent-noh 1993-03-31 00:00:00
Hearing Continuance Granted Order mailed 1993-03-31 00:00:00
Hearing Notice sent-noh 1993-01-13 00:00:00
Hearing Continuance Granted Order mailed 1993-01-13 00:00:00
zNotice to Take Deposition sent 1993-11-09 00:00:00
Hearing Notice sent-noh 1993-10-07 00:00:00
Hearing Continuance Granted Order mailed 1993-10-07 00:00:00
Hearing Notice sent-noh 1993-10-04 00:00:00
Objection Letter to Resp sent - ROBDU 1992-11-05 00:00:00
Objection Letter to Resp sent - ROBDU 1992-10-15 00:00:00
Objection Letter to Resp sent - ROBDU 1992-09-08 00:00:00
Objection Letter to Resp sent - ROBDU 1992-08-28 00:00:00
Objection Letter to Resp sent - ROBDU 1993-04-20 00:00:00
Objection Letter to Resp sent - ROBDU 1992-11-19 00:00:00
Objection Letter to Resp sent - ROBDU 1993-08-19 00:00:00
Objection Letter to Resp sent - ROBDU 1993-08-03 00:00:00
Objection Letter to Resp sent - ROBDU 1993-06-22 00:00:00
Objection Letter to Resp sent - ROBDU 1993-06-01 00:00:00
Objection Letter to Resp sent - ROBDU 1993-05-03 00:00:00
Closed-Motion of Petitioner mailed 1993-12-22 00:00:00
Objection Letter to Resp sent - ROBDU 1993-10-01 00:00:00
Case Documents
ID Type Comments Date Received
16337250 zResponse To filed SUPPLEMENTAL SUGGESTIONS RESPONDING TO Pet s Supplemental Suggestions filed by FAX: ba 11/30 1993-11-30 00:00:00
16337304 Hard Copy filed HARD COPY RECEIVED - Memorandum re:P attachment 1 to Objection to Motion for Sanctions filed by FAX by Resp. o 1993-10-13 00:00:00
16337391 Miscellaneous filed RESPONSE to Plaintiff s Second Request for Production of Documents, Pet s Second Request for Production of Doc 1993-12-07 00:00:00
16337509 Hard Copy filed HARD COPY RECEIVED - Letter re: discovery filed by FAX on 9/7/93: ba 1993-09-09 00:00:00
16337587 Miscellaneous filed SUGGESTIONS in Support of Pet s Motion for Sanctions filed: ba 9/30 1993-09-29 00:00:00
16337599 Miscellaneous filed 1993-09-15 00:00:00
16341012 zMotion to dismiss NOTICE OF DISMISSAL filed by Pet: ba 1993-12-15 00:00:00
16341345 Certificate of Serv - Answers filed CERTIFICATE OF SERVICE for Resp s Amended Answers to Pet s First Set of Interrogatories, Amended Answer to P 1993-09-24 00:00:00
16341359 Certificate of Serv - Answers filed CERTIFICATE OF SERVICE FOR ANSWERS to Pet s First Set of Interrogatories, Amended Answer to Pet s First Requ 1993-09-22 00:00:00
16341421 zResponse To filed ESPONSE TO 1993-10-26 00:00:00
16341434 zResponse To filed SUGGESTIONS IN OPPOSITION to Pet s Motion for Sanctions filed by FAX by Resp: ba 10/13 1993-10-12 00:00:00
16341630 zMotion for Continuance filed MOTION FOR CONTINUANCE filed by FAX by Resp: ba 1993-10-04 00:00:00
16341674 Motion filed MOTION For Extension of Time to file response to Pet s Motion for Sanctions filed by FAX by Resp: ba 1993-10-07 00:00:00
16341746 Motion filed MOTION TO DISMISS Counts IV, V, & VI filed by Resp: ba 1993-06-21 00:00:00
16342191 Miscellaneous filed MEMORANDUM re: Attachment 1 to Objection to Motion for Sanctions filed by Resp: ba 1993-10-12 00:00:00
16342213 Miscellaneous filed CC OF LETTER re: discovery documents filed by Resp. by FAX: ba 9/8 1993-09-07 00:00:00
16342311 Motion for Protective Order filed RESP S EXPANDED REQUEST for protective order filed by FAX: ba 1993-06-11 00:00:00
16343135 Entry of Appearance filed ENTRY OF APPEARANCE filed by FAX by David C. Salivar as attorney for Resp. jb 8/10 1993-08-09 00:00:00
16343200 zResponse To filed RESPONSE TO petitioner s Motion for Enforcement of Discovery filed by respondent. adh 8/13 1993-08-13 00:00:00
16343204 zResponse To filed PET S REPLY TO Resp s Response to Motion for Enforcement of Discovery and Sanctions filed: ba 1993-08-18 00:00:00
16343206 zResponse To filed SUGGESTIONS in Support of Pet s Second Motion for Enforcement of Discovery and/or for Sanctions filed by Pet 1993-08-18 00:00:00
16343253 zResponse To filed RESP S RESPONSE TO Pet s Second Motion for Enforcement of Discovery filed by FAX. jb 1993-08-24 00:00:00
16343255 Hard Copy filed HARD COPY RECEIVED - Pet s Reply to Resp s response to Pet s Motion for Enforcement of Discovery filed by FA 1993-08-25 00:00:00
16343324 Entry of Appearance filed ENTRY OF APPEARANCE filed by David C. Salivar for respondent. 8/12/93 adh 1993-08-12 00:00:00
16343341 zResponse To filed SUGGESTIONS in Opposition to Resp s Request for Extension of Time filed by Pet: ba 1993-05-04 00:00:00
16343352 Motion for Extension of Time filed MOTION FOR EXTENSION of Time to file an answer filed by FAX by Resp: ba 1993-05-03 00:00:00
16343805 Miscellaneous filed PULL SET 8/17 for Resp s obj due to motion for Enforcement of Disc. me 1993-08-13 00:00:00
16343962 Miscellaneous filed TELEPHONE CONFERENCE held with Commissioner, Respondent Fehrman and counsel for petitioner. etitioner was gr 1993-03-30 00:00:00
16343964 Miscellaneous filed TELEPHONE CONTACT by staff director to both Respondent and Petitioner s counsel. Disregard letter of April 20 1993-04-26 00:00:00
16344026 Miscellaneous filed PET S FIRST Set of Interr to Resp., Response to Pet s First Set of Interrog, Amended Answers to Plaintiff s Fi 1993-12-07 00:00:00
16344033 Miscellaneous filed Pull set 12/22/93 for EFD s Review. sh 1993-12-07 00:00:00
16344157 Motion for Sanctions filed c)MOTION for Enforcement of Discovery and/or For Sanctions filed by Pet: ba UGGESTIONS in Support 1993-06-29 00:00:00
16344183 Request for Admissions filed PET S FIRST REQUEST FOR ADMISSIONS To Respondent Filed: ba 1993-05-24 00:00:00
16344918 Motion for Sanctions filed MOTION for Sanctions filed by Pet: ba 9/30 1993-09-29 00:00:00
16345051 zResponse To filed PET S Response to AHC request regarding Pet s Motion for Sanctions, with proposed order, filed. jb 1993-10-26 00:00:00
16345055 zResponse To filed SUPPLEMENTAL SUGGESTIONS in Aid of This Commission s Ruling Regarding Resp s Duty to Identify Documents filed 1993-10-18 00:00:00
16345058 Hard Copy filed HARD COPY RECEIVED - Motion for Extension of Time to respond to Pet s Motion for Sanctions filed by FAX on 10/ 1993-10-12 00:00:00
16345060 Hard Copy filed HARD COPY RECEIVED - Motion for Continuance filed by FAX on 10/4/93 by Resp: ba 1993-10-07 00:00:00
16345079 Hard Copy filed HARD COPY RECEIVED - Request for Extension of Time filed by FAX on 5/3/93, filed by Resp: ba 1993-05-06 00:00:00
16345081 Certified Receipt filed GREEN CARD Certified No. (#P 924 367 506) Returned Signed by L. Brinkley: ba 1993-04-22 00:00:00
16345140 Entry of Appearance filed ENTRY OF APPEARANCE filed by Gretchen Hunter and Michael Runzi as attorneys for Pet. jb 1993-03-24 00:00:00
16345149 zResponse To filed ADDENDUM TO ANSWER AND RESPONSE TO Pet s Suggestions in Opposition to Resp s Objection to Amended 1993-05-24 00:00:00
16345155 Hard Copy filed HARD COPY RECEIVED - Answers to Admissions and Objection to Amended Complaint filed by Resp (fax 1993-05-19 00:00:00
16345193 zResponse To filed CONSENT TO CONTINUANCE filed by Resp. jb 1993-04-01 00:00:00
16345963 Motion filed PET S SECOND MOTION for Enforcement of Discovery and/or for Sanctions filed: ba 1993-08-18 00:00:00
16345974 Objections filed by SUGGESTIONS IN OPPOSITION to Resp s Objection to Amended Complaint filed: ba 1993-05-18 00:00:00
16346036 zMotion for Continuance filed MOTION FOR CONTINUANCE filed by Pet: ba 1993-04-19 00:00:00
16346057 Objections filed by SUGGESTIONS in Opposition to Resp s Motion for Protective Order filed by Pet: ba 1993-06-02 00:00:00
16346076 Motion to Withdraw as Attorney filed MOTION to Withdraw as attorney filed by Richard J. Pautler as attorney for Resp. 1993-03-26 00:00:00
16346106 Motion filed MOTIONTO WITHDRAW Motion to Enforce Discovery and for Sanctions filed by Pet: ba 7/1 1993-06-30 00:00:00
16346112 Objections filed by PET S SUGGESTIONS in Opposition to Resp s Motion to Dismiss Counts IV, V & VI: ba 6/23 1993-06-22 00:00:00
16346121 Motion filed PET S MOTION for Enforcement of Discovery filed: ba UGGESTIONS IN SUPPORT OF MOTION for Enforcement of Disco 1993-07-27 00:00:00
16346202 Certificate of Serv - Interrogatories filed CERTIFICATE OF SERVICE FOR Pet s First Set of Interrogatories and Pet s First Request for Produc 1993-05-24 00:00:00
16347224 Hard Copy filed HARD COPY RECEIVED - RESP Response to Pet s Second Motion for Enforcement of Discovery filed by FAX on 8/24 1993-08-27 00:00:00
16347267 Certificate of Serv - Answers filed CERTIFICATE OF SERVICE FOR PET S ANSWERS and Objections to Resp s First Set of Interrogatories - ERTIFICATE O 1993-07-16 00:00:00
16347277 Certificate of Serv-Response Req Prod of Docs filed CERTIFICATE OF SERVICE FOR RESPONSE TO Resp s First Request for Production of Documents filed by Pet. jb 1993-07-15 00:00:00
16347291 zResponse To filed RESPONSE TO Request for Discovery filed by Resp: ba 1993-07-01 00:00:00
16347369 Motion for Protective Order filed MOTION for protective order filed by Resp by FAX. jb 1993-05-28 00:00:00
16347400 Motion for Leave to file MOTION FOR LEAVE to file First Amended Complaint filed by Pet - First Amended Complaint received. jb 4/6 1993-04-05 00:00:00
16347471 Hard Copy filed HARD COPY RECEIVED - Motion for Protective Order filed by FAX on 5/28/93: ba 1993-06-01 00:00:00
16347509 Certified Receipt filed GREEN CARD Certified No. (#P 924 367 515) Returned Signature illegible: ba 1993-04-26 00:00:00
16347527 Certified Receipt filed GREEN CARD Certified No. (#P924 367 472) Returned Signed by Nancie Farago - undated. jb 1993-04-05 00:00:00
16348800 Objections filed by OBJECTION TO Amended Complaint filed by FAX by Resp: ba NSWERS to Amended Complaint filred by FAX 1993-05-17 00:00:00
16348819 zMotion for Continuance filed MOTION FOR CONTINUANCE - and OTION AND SUGGESTIONS in Support of Motion for Sanctions for Failure to File Answe 1993-03-26 00:00:00
16348850 zMotion for Continuance filed MOTION FOR CONTINUANCE filed by Pet: ba 1993-01-12 00:00:00
16349108 Miscellaneous filed COPY OF SUGGESTIONS IN OPPOSITION to Fehrman s petition for Writ of Prohibition and/or Mandamus filed in S 1992-10-01 00:00:00
16349118 Miscellaneous filed COPY OF ORDER Denying Peition for Writ of Prohibition, or in the alternative, for Writ of Mandamus filed. 1992-09-16 00:00:00
16349134 Miscellaneous filed COPY OF ORDER issued by Missouri Supreme Court denying petition for writ of prohibition, or in the alternative 1992-10-28 00:00:00
16349142 Miscellaneous filed FOLLOWING DOCUMENTS filed by Resp in W.D. Court of Appeals: Notice of Intent to File Petition for Extraord 1992-08-18 00:00:00
16349151 Objections filed by SUGGESTIONS IN OPPOSITION to Motion to Dismiss and Motion for Determination on the Pleadings, or in the al 1992-09-22 00:00:00
16349921 Hard Copy filed HARD COPY RECEIVED - Resp s Expanded Request for Protective Order filed by FAX on 6/1/193: ba 1993-06-14 00:00:00
16349926 zResponse To filed CONSENT TO CONTINUANCE filed by Resp. OTION TO DISMISS, and Motion for Determination on the Pleadings, or 1992-09-03 00:00:00
16349943 Motion for Extension of Time filed REQUEST FOR EXTENSION of Time filed by Resp. jb 1992-10-13 00:00:00
16350101 Motion for Extension of Time filed REQUEST FOR EXTENSION of Time filed by Resp. jb 1992-11-04 00:00:00
16350107 Entry of Appearance filed ENTRY OF APPEARANCE filed by Richard J. Pautler as attorney for Resp filed (fax filed 8/28/92). jb 1992-08-31 00:00:00
16350227 Certified Receipt filed GREEN CARD Certified No. (#P920 646 215) Returned Signed 6/20 by Robert M. Fehrman. jb 6/24 1992-06-23 00:00:00
16352242 Miscellaneous filed NOTICE OF INTENT to File Petition for Extraordinary Writ - PETITION FOR WRIT of Prohibition or in the Alter 1992-09-21 00:00:00
16352272 Miscellaneous filed COPY OF MOTION to vacate, and suggestions in support, filed by B.J. Jones on behalf of Pet in Cole County Circ 1992-07-13 00:00:00
16352301 Motion for Extension of Time filed REQUEST FOR EXTENSION of Time filed by Resp. jb 1992-11-18 00:00:00
16352350 Miscellaneous filed COPY OF THE FOLLOWING DOCUMENTS filed in Cole County Circuit Court: Summons for Paul R. Otto, Petition for Wr 1992-07-06 00:00:00
16352353 Miscellaneous filed FAX FILED - Notice of Hearing filed by Circuit Court of Cole County: ba 1992-07-08 00:00:00
16352355 Miscellaneous filed PER TELEPHONE conversation between PRO and B.J. Jones of AG s office, Mr. Jones or a representative of the AG 1992-07-09 00:00:00
16352440 Miscellaneous filed r)COPY OF CORRESPONDENCE from Clerk of Supreme Court indicating relator s petition for writ of prohibition 1992-10-02 00:00:00
16352444 Miscellaneous filed RELATORS REPLY Suggestions in Support of his Petition for Writ of Prohibition and/or Mandamus filed. jb 1992-08-31 00:00:00
16352455 Miscellaneous filed Copy of correspondence to W.D. Court of Appeals filed by Resp. jb 1992-08-28 00:00:00
16352574 Miscellaneous filed NOC/NOH remailed Certified P 920 646 215/Letter to respondent by regular mail(az) 1992-06-16 00:00:00
16352625 zMotion for Continuance filed MOTION FOR CONTINUANCE of Hearing Date filed by Pet: ba 1992-08-27 00:00:00
16353204 Returned Mail Received RETURNED MAIL - NOC/NOH (P920 646 135) - No such address/number. jb
16353232 Returned Mail Received RETURNED MAIL - NOC/NOH (P920 646 134) - Unclaimed. jb
16353539 Complaint Filed COMPLAINT FILED/Ready to Set for Hearing. lw