GREAT MIDWEST SECURITIES **** CORPORATION vs. COMMISSIONER OF SECURITIES
| Case Details | |
|---|---|
| Case Number | 94-1012 SE |
| Case Type | SE Sec of State Securities |
| Case Name | GREAT MIDWEST SECURITIES **** CORPORATION vs. COMMISSIONER OF SECURITIES |
| Commissioner | z Edward F. Downey |
| Case Status | Archived |
| Date Created | 1994-07-22 00:00:00 |
| Date Closed | |
| Case Appointments | ||||||
|---|---|---|---|---|---|---|
| Type | Location | Attendees | Subject | Status | Begin | End |
| Hearing Set for | HEARING RESCHEDULED 9:00 A.M., Monday, January 30, 1995, EFD/AHC. ORDER ISSUED(az) | 1995-01-30 09:00:00 | ||||
| Hearing Set for | HEARING SCHEDULED 1:00 P.M., Thursday, November 3, 1994, EFD/AHC, 3 hours. Notice of Complai | 1994-11-03 13:00:00 | ||||
| Hearing Set for | NOVEMBER 3, 1994 HEARING CONTINUED/ORDER ISSUED(az) | 1994-11-03 00:00:00 | ||||
| Pre Hearing Conference Set for | JC | TELEPHONE CONFERENCE | 1994-09-09 10:00:00 | |||
| Pre Hearing Conference Set for | JC | 1994-08-26 10:00:00 | ||||
| Pre Hearing Conference Set for | PREHEARING CONFERENCE SCHEDULED 10:00 A.M., Friday, August 26, 1994, EFD/AHC. ls | 1994-08-26 10:00:00 | ||||
| Pre Hearing Conference Set for | PREHEARING CONFERENCE RESCHEDULED by telephone conference call at 10:00 A.M., Friday, Sep | 1994-08-26 00:00:00 | ||||
| Correspondence | |||
|---|---|---|---|
| Reason | Comments | Date Sent | Documents |
| Hearing Notice sent-noh | 1994-07-25 00:00:00 | ||
| Hearing Notice sent-noh | 1994-11-02 00:00:00 | ||
| Hearing Continuance Granted Order mailed | 1994-11-02 00:00:00 | ||
| Closed-Motion of Petitioner mailed | 1995-01-10 00:00:00 | ||
| Case Documents | ||||
|---|---|---|---|---|
| ID | Type | Comments | Date Received | |
| 16328584 | Motion to Dismiss - Petitioner filed | MOTION to Dismiss Filed by Petitioner. ba | 1995-01-09 00:00:00 | |
| 16328641 | Entry of Appearance filed | ENTRY OF APPEARANCE filed by Resp: ba | 1994-09-09 00:00:00 | |
| 16328686 | Entry of Appearance filed | ENTRY OF APPEARANCE filed by Pet: ba 10/5 | 1994-10-04 00:00:00 | |
| 16328782 | zMotion to dismiss | MOTION TO DISMISS filed by Resp: ba | 1995-01-09 00:00:00 | |
| 16330617 | Answer - Respondent filed | ANSWER FILED by Respondent. ba | 1994-08-23 00:00:00 | |
| 16330769 | zResponse To filed | PET S RESPONSE TO AHC s letter of 8/26/94, regarding prehearing conference, filed: ba | 1994-09-02 00:00:00 | |
| 16332633 | Motion to Withdraw as Attorney filed | NOTICE to Withdraw as attorney filed by Johnny Richardson on behalf of Petitioner. ls | 1994-12-21 00:00:00 | |
| 16332680 | zMotion for Continuance filed | RESP S UNOPPOSED MOTION for Continuance filed: ba | 1994-10-28 00:00:00 | |
| 16333655 | Miscellaneous filed | PULL SET 9/16/93 for EFD review. ls | 1994-09-09 00:00:00 | |
| 16334689 | Complaint Filed | COMPLAINT FILED/Ready to Set for Hearing. lw | 1994-07-22 00:00:00 | |
| 16335528 | Objections filed by | ANSWER IN OPPOSITION to Motion to Dismiss filed by Pet: ba ET S ANSWER to Resp s Answer | 1994-09-08 00:00:00 | |
| 16336305 | zMotion to dismiss | MOTION and Suggestions in Support of Motion to Dismiss filed by Resp: ba | 1994-08-23 00:00:00 | |