Case Details
Case Number 94-1000 SE
Case Type SE Sec of State Securities
Case Name SYMON, JON GOODALL vs. COMMISSIONER OF SECURITIES
Commissioner z Edward F. Downey
Case Status Archived
Date Created 1994-07-14 00:00:00
Date Closed
Case Appointments
Type Location Attendees Subject Status Begin End
Hearing Set for HEARING RESCHEDULED 9:00 A.M., Monday, January 30, 1995, EFD/AHC. ORDER ISSUED(az) 1995-01-30 09:00:00
Hearing Set for HEARING SCHEDULED 1:00 P.M., Thursday, November 3, 1994, EFD/AHC, 3 hours. Notice of Complai 1994-11-03 13:00:00
Hearing Set for NOVEMBER 3, 1994 HEARING CONTINUED/ORDER ISSUED(az) 1994-11-03 00:00:00
Pre Hearing Conference Set for JC TELEPHONE CONFERENCE 1994-09-09 10:00:00
Pre Hearing Conference Set for JC 1994-08-26 10:00:00
Pre Hearing Conference Set for PREHEARING CONFERENCE SCHEDULED 10:00 A.M., Friday, August 26, 1994, EFD/AHC. ls 1994-08-26 10:00:00
Pre Hearing Conference Set for PREHEARING CONFERENCE RESCHEDULED by telephone conference call at 10:00 A.M., Friday, Sep 1994-08-26 00:00:00
Correspondence
Reason Comments Date Sent Documents
Hearing Notice sent-noh 1994-11-02 00:00:00
Hearing Continuance Granted Order mailed 1994-11-02 00:00:00
zNotice to Take Deposition sent 1994-10-11 00:00:00
Hearing Notice sent-noh 1994-07-25 00:00:00
Order Issued 1994-09-28 00:00:00
Objection Letter to Resp sent - ROBDU 1994-09-22 00:00:00
Closed-Motion of Petitioner mailed 1995-01-10 00:00:00
Case Documents
ID Type Comments Date Received
16302407 Deposition filed DEPOSITION OF JON GOODALL SYMON filed by Bredeman & Associates, Inc. (original and 1 copy). dd 1996-08-07 00:00:00
16321429 Motion to Withdraw as Attorney filed Notice to Withdraw as attorney filed by Johnny Richardson on behalf of Petitioner. ls 1994-12-21 00:00:00
16322928 Motion for Protective Order filed RESP S MOTION For and Suggestions in Support of A Protective Order filed: ba 9/8 ERTIFICA 1994-09-07 00:00:00
16324011 Miscellaneous filed CC OF CORRESPONDENCE re: For U-4, filed by Resp: ba 9/29 1994-09-28 00:00:00
16324060 zResponse To filed PET S ANSWER to Resp s Answer filed: ba 1994-09-09 00:00:00
16324136 Motion to Dismiss - Petitioner filed MOTION to Dismiss Filed by Petitioner. ba 1995-01-09 00:00:00
16324266 Answer to Request for Admissions filed RESP S RESPONSES and Objections to Pet s First Request for Admissions Filed of Fact: ba 9 1994-09-23 00:00:00
16324267 Miscellaneous filed CC OF response to request for production of documents requested in prehearing conference, 1994-09-23 00:00:00
16325180 zMotion to dismiss MOTION TO DISMISS filed by Resp: ba 1995-01-09 00:00:00
16325445 Answer - Respondent filed ANSWER FILED by Respondent. ba 1994-08-23 00:00:00
16326232 Motion for Sanctions filed MOTION and Second Request for Sanctions Against Resp. for Failure to Produce Documents Re 1994-09-23 00:00:00
16326259 Certificate of Serv - Rqst for Prod of Docs filed CERTIFICATE OF SERVICE of Plaintiff Symon s First Request for Production of Documents filed 1994-08-01 00:00:00
16326294 zMotion for Continuance filed RESP S UNOPPOSED MOTION for Continuance filed: ba 1994-10-28 00:00:00
16326340 Objections filed by SUGGESTIONS IN OPPOSITION TO Motion for Sanctions Against Resp. for Failure to Produce Do 1994-09-26 00:00:00
16326387 Motion for Sanctions filed /4MOTION for Sanctions Against Resp. For Failure to Produce Documents Requested filed by 1994-09-09 00:00:00
16326554 Miscellaneous filed AFFIDAVIT in Support of Pet s Answers filed: ba 1994-09-09 00:00:00
16326604 Request for Admissions filed PLAINTIFF SYMON S First Request for Admissions of Fact Filed: ba 1994-08-23 00:00:00
16326613 Entry of Appearance filed ENTRY OF APPEARANCE filed by Resp: 1994-09-09 00:00:00
16326630 zResponse To filed PET S RESPONSE TO AHC s letter of 8/26/94 re: prehearing conference filed: ba 1994-09-02 00:00:00
16326682 Entry of Appearance filed ENTRY OF APPEARANCE filed by Pet: ba 10/5 1994-10-04 00:00:00
16326753 Miscellaneous filed PULL SET 9/16/94 for EFD review. ls 1994-09-09 00:00:00
16331345 Complaint Filed COMPLAINT FILED by certified mail/Ready to Set for Hearing. lw 7/19/94 1994-07-14 00:00:00