NELSON, DAVID KEITH vs. COMMISSIONER OF SECURITIES
| Case Details | |
|---|---|
| Case Number | 94-0001 SE |
| Case Type | SE Sec of State Securities |
| Case Name | NELSON, DAVID KEITH vs. COMMISSIONER OF SECURITIES |
| Commissioner | z Paul R. Otto |
| Case Status | Archived |
| Date Created | 1994-01-18 00:00:00 |
| Date Closed | |
| Case Appointments | ||||||
|---|---|---|---|---|---|---|
| Type | Location | Attendees | Subject | Status | Begin | End |
| Hearing Set for | JC | TWO HOURS | 1994-04-26 10:00:00 | |||
| Hearing Set for | HEARING SCHEDULED 10:00 A.M., Tuesday, April 26, 1994, PRO/AHC. Notice of Complaint/Notice o | 1994-04-26 10:00:00 | ||||
| Correspondence | |||
|---|---|---|---|
| Reason | Comments | Date Sent | Documents |
| Objection Letter to Resp sent - ROBDU | 1994-01-25 00:00:00 | ||
| Hearing Notice sent-noh | 1994-01-18 00:00:00 | ||
| Order Issued | 1994-02-22 00:00:00 | ||
| Closed-Motion of Petitioner mailed | 1994-05-31 00:00:00 | ||
| Case Documents | ||||
|---|---|---|---|---|
| ID | Type | Comments | Date Received | |
| 16325364 | Motion to Dismiss - Petitioner filed | MOTION to Dismiss Filed by Petitioner. ba | 1994-05-27 00:00:00 | |
| 16329476 | Miscellaneous filed | CORRESPONDENCE re: Response to Motion to Dismiss filed by Pet. by FAX: ba | 1994-02-04 00:00:00 | |
| 16330333 | zResponse To filed | AFFIDAVIT OF DAVID KEITH NELSON in Support of Pet s Opposition to Resp s Motion to Dismiss filed: ba | 1994-02-16 00:00:00 | |
| 16330522 | Hard Copy filed | c)HARD COPY RECEIVED - Pet s Opposition to Resp s Motion to Dismiss or, Alternatively, Pet s Motion for Ex | 1994-02-15 00:00:00 | |
| 16330531 | Certified Receipt filed | GREEN CARD Certified No. (#P-924-366-808) Returned Signed (01/29/94) by Wendy Nelson 01/31/9 | 1994-01-31 00:00:00 | |
| 16330572 | Hard Copy filed | HARD COPY RECEIVED - CC of letter re: settlement, filed by Pet. by FAX on 4/4/94: ba | 1994-04-06 00:00:00 | |
| 16332102 | Miscellaneous filed | CC OF LETTER re: settlement, filed by Pet. by FAX: ba | 1994-04-05 00:00:00 | |
| 16332611 | zResponse To filed | PET S OPPOSITION to Resp s Motion to Dismiss or, Alternatively, Pet s Motion for Extension of Time (w/exh. | 1994-02-14 00:00:00 | |
| 16332613 | Entry of Appearance filed | ENTRY OF APPEARANCE filed by Pet: ba | 1994-02-07 00:00:00 | |
| 16332765 | zResponse To filed | PET S SUR-REPLY to Resp s Motion to Dismiss filed: ba ET S REPLY IN Support of His Alternative Motion for | 1994-02-24 00:00:00 | |
| 16333524 | Answer - Respondent filed | ANSWER FILED by Respondent. ba 3/14 | 1994-03-10 00:00:00 | |
| 16334998 | zMotion to dismiss | PROPOSED MEMORANDUM and Order filed by Resp: ba OTION to Dismiss filed by Resp: ba UGGESTIO | 1994-01-20 00:00:00 | |
| 16335774 | Hard Copy filed | HARD COPY RECEIVED - First Amended Complaint filed by Pet. by FAX on 3/3/94: ba | 1994-03-04 00:00:00 | |
| 16335831 | zResponse To filed | RESP S REPLY TO Pet s Response to Motion to Dismiss filed: ba 2/17 | 1994-02-16 00:00:00 | |
| 16336460 | Miscellaneous filed | CORRESPONDENCE re: response to motion to dismiss, filed by Pet: ba | 1994-02-07 00:00:00 | |
| 16340010 | Complaint Filed | 1994-01-06 00:00:00 | ||
| 16348671 | Amended Complaint filed | FIRST AMENDED COMPLAINT Filed by FAX: ba 3/4 | 1994-03-03 00:00:00 | |
| 16349303 | Certificate of Serv - Interrogatories filed | CERTIFICATE OF SERVICE FOR Pet s First Set of Interrogatories, filed by Resp:ba 3/4 | 1994-03-03 00:00:00 | |