Case Details
Case Number 91-2010 SE
Case Type SE Sec of State Securities
Case Name COMMISSIONER OF SECURITIES vs. HIBBARD BROWN & CO., INC.
Commissioner z Paul R. Otto
Case Status Archived
Date Created 1991-11-18 00:00:00
Date Closed
Case Appointments
Type Location Attendees Subject Status Begin End
Hearing Set for HEARING SCHEDULED 9:00 A.M., Friday, May 15, 1992, PRO/AHC. Notice of Complaint/Notice of Hearing Mailed Certi 1992-05-15 09:00:00
Hearing Set for MAY 15, 1992 HEARING CONTINUED/ORDER ISSUED(az) 1992-05-15 00:00:00
Pre Hearing Conference Set for JC PREHEARING CONF. - 1 HOUR 1992-01-08 13:00:00
Pre Hearing Conference Set for PREHEARING CONFERENCE SCHEDULED 1:00 P.M., Wednesday, January 8, 1992, PRO/AHC. (dw) 1992-01-08 13:00:00
Correspondence
Reason Comments Date Sent Documents
Hearing Continuance Granted Order mailed 1992-11-13 00:00:00
Hearing Notice sent-noh 1992-11-13 00:00:00
Order Granting Pet Mt-Leave-file 1st Amend Compl 1992-08-19 00:00:00
Order Issued 1992-11-13 00:00:00
Order Issued 1992-11-13 00:00:00
Order Issued 1992-11-13 00:00:00
Order Issued 1992-11-13 00:00:00
Order Issued 1992-10-02 00:00:00
Objection Letter to Resp sent - ROBDU 1992-11-13 00:00:00
Closed-Motion of Petitioner mailed 1992-11-13 00:00:00
Objection Letter to Resp sent - ROBDU 1992-08-04 00:00:00
Case Documents
ID Type Comments Date Received
16343657 Miscellaneous filed DESIGNATION OF EXPERT witness filed by Resp. jb 8/4 1992-08-03 00:00:00
16346855 Miscellaneous filed CORRESPONDENCE REQUESTING discovery be stayed pending settlement negotations filed by FAX. jb 1992-09-30 00:00:00
16347674 Miscellaneous filed AMENDED COMPLAINT received. jb 7/31 1992-07-30 00:00:00
16347682 Motion for Leave to file r)MOTION FOR LEAVE to file Amended Complaint, and suggestions in support filed by Pet (amended complaint recei 1992-07-31 00:00:00
16347771 Hard Copy filed HARD COPY RECEIVED - letter requesting discovery deadlines be stayed pending settlement negotiations (fax 1992-10-05 00:00:00
16348687 zMotion to dismiss MOTION TO DISMISS w/prejudice filed by Pet. jb 11/12 1992-11-10 00:00:00
16350241 Certificate of Serv-Response Req Prod of Docs filed CERTIFICATE OF SERVICE FOR RESPONSE TO First Request for Production of Documents - and for Answers to First Int
16350263 zResponse To filed RESPONSE TO request for length of time necessary for hearing filed by Pet. jb 1992-06-30 00:00:00
16351474 Miscellaneous filed CORRESPONDENCE from Resp regarding length of time needed for hearing filed (fax filed 6/30/92). jb 1992-07-06 00:00:00
16353569 Miscellaneous filed REQUEST FOR Extension of time to submit discovery schedule filed by Resp (copy received from Pet on 3/4/92).
16353573 Miscellaneous filed COPY OF LETTER to Resp with proposed scheduling order in reponse to 2/6/92 AHC Order, filed by Pet. jb
16353755 Miscellaneous filed COPY OF LETTER FROM Resp regarding scheduling order filed by Pet. jb
16353822 Miscellaneous filed DISCOVER SCHEDULE DUE. Pull Set for 2/3/92. (dw)
16354406 Answer - Respondent filed ANSWER FILED by Resp. jb 1/16
16354628 Complaint Filed COMPLAINT FILED/Ready to Set for Hearing. lw 11/19/91
16354819 zResponse To filed RESPONSE TO 1/16 Order for Parties to submit proposed scheduling order filed by Resp. jb
16354825 Certified Receipt filed GREEN CARD Certified No. (#P 919 104 472) Returned Signed (12/14/91), signature illegible: ba
16354906 zResponse To filed PROPOSED SCHEDULING Order filed by Resp. IRST INTERROGATORIES to Pet, and First Request for Production of Do
16354913 Motion filed LETTER OBJECTING TO Pet s Request for additional time to respond to discovery requests filed by Resp (fax file
16354966 zResponse To filed RESPONSE TO 1/16 Order for Parties to submit proposed scheduling order filed by Pet. jb
16354973 Entry of Appearance filed ENTRY OF APPEARANCE filed by James M. Fischer as attorney for Resp. TATEMENT PURSUANT to 1 CSR 15-2.030 filed
16354991 Motion for Extension of Time filed PET S MOTION FOR EXTENSION of Time to Respond or Object to Resp s Interrogatories and Request for Production o