Commissioner of Securities vs. Thompson, John Westly
| Case Details | |
|---|---|
| Case Number | 03-0694 SE |
| Case Type | SE Sec of State Securities |
| Case Name | Commissioner of Securities vs. Thompson, John Westly |
| Commissioner | z Karen A. Winn |
| Case Status | Archived |
| Date Created | 2003-05-14 16:08:45 |
| Date Closed | |
| Case Appointments | ||||||
|---|---|---|---|---|---|---|
| Type | Location | Attendees | Subject | Status | Begin | End |
| Hearing Set for | Winn, K 03-0694 SE Commissioner of Securities vs. Thompson, John Westly | Cancelled | 2003-10-27 09:00:00 | 2003-10-28 17:00:00 | ||
| Hearing Set for | Cancelled | 2004-01-23 09:00:00 | 2004-01-23 17:00:00 | |||
| Correspondence | |||
|---|---|---|---|
| Reason | Comments | Date Sent | Documents |
| Hearing Notice sent-noh | Stage: nc/nh/st9:00 AM, Monday, October 27, 2003 thru Tuesday, October 28, 2003, JSD/AHC, two days. NOC/NOH mailed certified 7160 3901 9844 8656 6056 rb. | 2003-05-19 00:00:00 | |
| Personal Service packet sent to Petitioner | Stage: Personal Service packetrb | 2003-05-30 00:00:00 | |
| Hearing Notice sent-Ord Grant Contin-Reschedule | OCTOBER 27 & 28, 2003 HEARING CONTINUED/ORDER ISSUED. Reschedule 9:00 AM, Friday, January 23, 2004, KAW/AHC, one day rb. | 2003-10-23 07:58:00 | |
| Pro Se Ltr to Resp mailed SD-admissions-lic.indiv | Obj due 12/29/03 to Motion for Summary Determination/ sh | 2003-12-05 08:57:00 | |
| Certified to Board | (Commissioner of Securities). sh | 2004-01-15 12:56:00 | |
| Case Documents | ||||
|---|---|---|---|---|
| ID | Type | Comments | Date Received | |
| 16213011 | Certificate of Serv filed | by Petitioner of First Request for Admissions. nb | 2003-09-16 10:47:00 | |
| 16213321 | Certificate of Serv filed | by Petitioner of First Request for Documents and First Request for Production of Documents. nb | 2003-07-22 09:23:00 | |
| 16214673 | Certificate of Serv - Interrogatories filed | First Set by Petitioner and First Request for Documents. nb | 2003-07-24 15:35:00 | |
| 16215038 | Complaint Filed | rb | 2003-05-13 16:12:00 | |
| 16215791 | Personal Service Completed on filed | Leo Thompson signed (brother/co-habitant) on 6/6/03 at 1221 Gruner Place, St. Louis, MO 63133. np | 2003-06-16 09:56:00 | |
| 16216115 | Returned Mail Received - NOC/NOH | 7160 3901 9844 8656 6056 marked "moved, left no address." np | 2003-05-22 11:49:00 | |
| 16507792 | Motion for Continuance filed by Petitioner | nb | 2003-10-21 15:52:00 | |
| 16508143 | Correspondence | |||
| 16511097 | Returned Mail Received - Order | from 22A Arbor Village Court marked "attempted not known." nb (this order was also mailed to 1221 Gruner Place, St. Louis, MO 63133 rb) | 2003-11-04 15:09:00 | |
| 16516395 | Motion for Summary Determination filed | by Petitioner. nb | 2003-12-04 11:17:00 | |
| 16516396 | Suggestions in Support filed by Petitioner | of Motion for Summary Determination. nb | 2003-12-04 11:18:00 | |
| 16516649 | Correspondence | |||
| 16522882 | Exhibit filed by Petitioner | Exhibit A of Motion for Summary Determination - Petitioner's First Request for Admissions. nb | 2004-01-13 10:04:00 | |
| 16523391 | Correspondence | |||
| 17551976 | Decision | 2004-01-15 00:00:00 | ||