Matt Blunt, Secretary of State vs. Stevens Financial Group, Inc., et al

Case Details
Case Number 01-0001 SEC
Case Type SEC Securities
Case Name Matt Blunt, Secretary of State vs. Stevens Financial Group, Inc., et al
Commissioner z John J. Kopp
Case Status Archived
Date Created 2001-10-31 13:20:20
Date Closed 2007-03-09 12:15:30
Case Appointments
Type Location Attendees Subject Status Begin End
Hearing Set for JCMo John.Kopp@oa.mo.gov K: #01-0001 SEC Matt Blunt, Secretary of State vs. Stevens Financial Group, Inc., et al [James Cross, Ms. Helen Davis Chaitman, Ms. Mary Hosmer] Held 2006-02-16 09:00:00 2006-02-17 17:00:00
Correspondence
Reason Comments Date Sent Documents
Order Issued denying motions to file documents under seal - granting second motion to stay civil proceedings. Pull 12/2/03 to check status/ sh 2002-12-02 00:00:00
Order Show Cause Why it Should Not be Set for Hrg Stage: Show Cause OrderSet for Hearing/ sh 2002-10-16 00:00:00
Securities Order Issued Matter is stayed until 10/12/02 sh 2001-11-21 00:00:00
Order Show Cause Why it Should Not be Set for Hrg by January 8, 2004 rb. 2003-12-10 14:15:00
Order Granting Mtn-Leave to Withdraw as Atty (James Hobbs and Marilyn B. Keller) sh 2003-12-23 08:16:00
Stay Order Requested/Issued Order granting stay of civil proceedings for 1 additional year. sh 2004-01-13 10:43:00
Order Show Cause Why it Should Not be Set for Hrg hearing by May 10, 2005 rb. 2005-04-18 09:54:00
Order Show Cause Why it Should Not be Set for Hrg by August 31, 2005 rb. 2005-08-09 10:00:00
Order Issued recommending that Commissioner of Securities dismiss as to Patrick Robarge - will set case for hrg as to remaining respondents. sh 2005-09-02 10:09:00
Hearing Notice sent-noh 9:00 AM, Thursday, Feb 16, 2006 thru Friday Feb 17, 2006, JJK 2 days rb. 2005-09-28 16:00:00
Order Issued denying mtn to dismiss filed by Freedom Financial Group. sh 2005-11-02 08:29:00
Transcript Sent to Pet State Attorney 2006-04-26 08:52:00
Transcript Letter to Resp Non-State Party 2006-04-26 08:57:00
Briefing Schedule mailed Ptr 5/26/06 - Resps 6/26/06; reply 7/11/06. sh 2006-04-27 07:50:00
Closed-Recommended Decision - SEC sh 2007-03-09 12:15:00
Case Documents
ID Type Comments Date Received
16220404 Response filed by Petitioner to Motion to Stay Civil Proceedings. np 2002-11-18 14:34:00
16220531 Motion for Leave to file Response Under Seal by Fax. np 2002-10-29 15:18:00
16221317 Returned Mail Received - Order stating "return to sender" "moved left no forwarding address" for Stevens Financial Group, Inc. np 2002-12-09 09:50:00
16221364 Entry of Appearance-Respondent filed by Fax and Separate Response of Robarge to Order to Show Cause. np 2002-10-29 15:19:00
16221375 Hard Copy filed by Petitioner of Response to Second Motion to Stay Civil Proceedings. np 2002-11-20 14:54:00
16222562 Motion for Leave to file Motion Under Seal 2002-11-13 13:20:00
16222565 Motion for Leave to file Motion for Stay - Second Motion to Stay Civil Proceedings Received. np 2002-11-13 13:25:00
16223578 Hard Copy filed by Respondent of Entry of Appearance and Separate Response of Robarge to Order to Show Cause. np 2002-11-01 13:46:00
16233149 Complaint Filed case file transferred. 3 case files, transcripts rb. 2001-10-12 00:00:00
16517311 Correspondence
16519480 Motion to Withdraw as Attorney filed by James R. Hobbs and Marilyn B. Keller and the law firm of Wyrsch, Hobbs & Mirakian, P.C. nb 2003-12-22 15:48:00
16519543 Correspondence
16521745 Response filed by Respondent to Show Cause Order. nb 2004-01-08 09:37:00
16521967 Response filed by Petitioner to Request for stay - no objections. (by Fax) nb 2004-01-08 15:56:00
16522107 Hard Copy filed by Petitioner of Response to Request for stay - no objections. nb 2004-01-09 11:42:00
16522908 Correspondence
16524473 Returned Mail Received - Order of Stay addressed to Stevens Financial Group, Inc. marked "not deliverable as addressed, unable to forward." nb 2004-01-23 09:31:00
16610446 Correspondence
16612587 Response filed by Respondent to Show Cause order of 2005-04-25 11:00:00
16637648 Correspondence
16639837 Motion filed by Respondent Patrick J. Robarge - Withdrawal of Request for Hearing. nb 2005-08-15 13:30:00
16644348 Correspondence
16649104 Correspondence
16654940 Request filed by Respondent by Fax, to Withdraw Request for Hearing. nb 2005-10-25 16:45:00
16656191 Correspondence
16656685 Hard Copy filed of Respondents Request to withdraw request for hearing thru AHC. nb 2005-10-31 10:45:00
16691270 Transcript filed Matt Blunt vs. Stevens -bjb 2006-04-26 08:52:00
16691273 Correspondence
16691279 Correspondence
16691584 Correspondence
16699705 Brief filed by Petitioner nb 2006-05-26 16:00:00
16761429 Correspondence