Commissioner of Securities vs. James Norris Holland, Jr., d/b/a Solomon James Financial
| Case Details | |
|---|---|
| Case Number | 06-1302 SE |
| Case Type | SE Sec of State Securities |
| Case Name | Commissioner of Securities vs. James Norris Holland, Jr., d/b/a Solomon James Financial |
| Commissioner | z June Striegel Doughty |
| Case Status | Archived |
| Date Created | 2006-08-30 10:34:42 |
| Date Closed | 2006-12-20 14:57:00 |
| Case Appointments | ||||||
|---|---|---|---|---|---|---|
| Type | Location | Attendees | Subject | Status | Begin | End |
| Hearing Set for | JC MO | June.Doughty@oa.mo.gov | D: #06-1302 SE Commissioner of Securities vs. James Norris Holland, Jr., d/b/a Solomon James Financial[Ms. Sarah E. Ledgerwood] | Continued | 2007-02-01 09:00:00 | 2007-02-01 17:00:00 |
| Hearing Set for | JCMO | June.Doughty@oa.mo.gov | D: #06-1302 SE Commissioner of Securities vs. James Norris Holland, Jr., d/b/a Solomon James Financial[Ms. Sarah E. Ledgerwood] | Cancelled | 2007-05-02 09:00:00 | 2007-05-03 17:00:00 |
| Correspondence | |||
|---|---|---|---|
| Reason | Comments | Date Sent | Documents |
| Hearing Notice sent-nc/nh/st | 9:00 AM, Thursday, February 1, 2007, JSD 1 day. NOC, NOH mailed certified 7160 3901 9848 7758 3136 rb. | 2006-09-01 12:52:00 | |
| Returned Mail Resent to Respondent | noc, noh by regular mail with subpoenas requested by respondent. Respondent to send letter acknowledging receipt of packet rb. | 2006-09-28 14:42:00 | |
| Hearing Notice sent-Ord Grant Contin-Reschedule | FEB 1, 2007 HEARING CONTINUED. Reschedule 9:00 AM, Wednesday, May 2, 2007 thru Thursday, May 3, 2007, JSD 2 days. Respondent's answer due 12/29/06 rb. | 2006-11-29 10:31:00 | |
| Closed-Motion of Petitioner mailed | hearing cancelled - ds | 2006-12-20 15:00:00 | |
| Case Documents | ||||
|---|---|---|---|---|
| ID | Type | Comments | Date Received | |
| 16722507 | Complaint Filed | rb | 2006-08-29 10:45:00 | |
| 16723086 | Correspondence | |||
| 16728342 | Returned Mail Received - NOC/NOH | 7160 3901 9848 7758 3136 marked Unclaimed and Unable to Forward. nb | 2006-09-26 11:27:00 | |
| 16733781 | Correspondence filed by Resp to advise | receipt of NOC/NOH and is in process of preparing an answer. nb | 2006-10-23 16:00:00 | |
| 16741481 | Request filed by Respondent | for Extension of time to Answer Complaint and to Request more time for the hearing. (by Fax) nb | 2006-11-27 10:29:00 | |
| 16741862 | Hard Copy filed of Respondents Request | for Extension of time to Answer Complaint and to Request more time for the hearing. nb | 2006-11-27 12:00:00 | |
| 16742259 | Correspondence | |||
| 16746159 | Motion to Dismiss - Petitioner filed | nb | 2006-12-19 14:01:00 | |
| 16746196 | Correspondence | |||