Commissioner of Securities vs. Jerald R. Carey
| Case Details | |
|---|---|
| Case Number | 04-0321 SE |
| Case Type | SE Sec of State Securities |
| Case Name | Commissioner of Securities vs. Jerald R. Carey |
| Commissioner | John J. Kopp |
| Case Status | Archived |
| Date Created | 2004-03-15 08:18:34 |
| Date Closed | 2005-03-31 08:15:02 |
| Case Appointments | ||||||
|---|---|---|---|---|---|---|
| Type | Location | Attendees | Subject | Status | Begin | End |
| Hearing Set for | JCMO | Continued | 2004-09-22 09:00:00 | 2004-09-23 17:00:00 | ||
| Hearing Set for | JC | KoppJ@exchange2003.intra.mo.gov | K: #04-0321 SE Commissioner of Securities vs. Jerald R. Carey[Mr. David P. Hart, Felix B. Winston] | Cancelled | 2005-01-06 09:00:00 | 2005-01-07 17:00:00 |
| Hearing Set for | JCMO | KoppJ@exchange2003.intra.mo.gov | K: #04-0321 SE Commissioner of Securities vs. Jerald R. Carey[Mr. David P. Hart, Felix B. Winston] | Cancelled | 2005-06-28 09:00:00 | 2005-06-29 17:00:00 |
| Correspondence | |||
|---|---|---|---|
| Reason | Comments | Date Sent | Documents |
| Hearing Notice sent-nc/nh/st | 9:00 AM, Wednesday, September 22, 2004 thru Thursday, September 23, 2004, JJK/AHC, two days. NOC/NOH mailed certified 7160 3901 9848 1205 0372 rb. | 2004-03-17 12:00:00 | |
| Hearing Notice sent-Ord Grant Contin-Reschedule | SEPTEMBER 22 AND 23, 2004 HEARING CONTINUED, ORDER ISSUED. Reschedule 9:00 AM, Thursday, January 6, 2005 thru Friday, January 7, 2005, JJK two days rb. | 2004-09-09 09:13:00 | |
| Hearing Contin Granted Ord mailed-reschedule later | JANUARY 6 & 7, 2005 HEARING CANCELLED, ORDER ISSUED rb. | 2005-01-04 14:53:00 | |
| Hearing Notice sent-Rescheduled Ltr | 9:00 AM, Tuesday, June 28 & 29, 2005, JJK two days rb. | 2005-03-15 14:20:00 | |
| Closed-Consent Order mailed | sh | 2005-03-31 08:14:00 | |
| Certified to Board | (Comm'r of Securities). sh | 2005-03-31 10:01:00 | |
| Case Documents | ||||
|---|---|---|---|---|
| ID | Type | Comments | Date Received | |
| 16533421 | Complaint Filed | rb | 2004-03-12 08:45:00 | |
| 16534086 | Correspondence | |||
| 16534910 | Certified Receipt filed | 7160 3901 9848 1205 0372 signed by Jerald R. Carey dated 3/20/04. nb | 2004-03-22 11:31:00 | |
| 16539240 | Answer - Respondent filed | rb | 2004-04-19 10:57:00 | |
| 16545256 | Certificate of Serv - Interrogatories filed | by Petitioner and First Request for Production of Documents mailed. nb | 2004-05-20 15:15:00 | |
| 16560904 | Certificate of Serv - Answers filed | by Respondent to Interrogatories and Response to Production of Documents. nb | 2004-08-09 15:00:00 | |
| 16566154 | Motion for Continuance filed by Respondent | nb | 2004-09-08 08:30:00 | |
| 16566403 | Correspondence | |||
| 16589108 | Motion for Continuance - Joint filed | nb | 2005-01-03 08:30:00 | |
| 16589247 | Correspondence | |||
| 16603345 | Correspondence | |||
| 16605834 | Joint Stipulation of Facts filed | with Proposed Findings of Fact and Conclusions of Law, Request cancellation of hearing for 6/28-29/05. nb | 2005-03-28 15:45:00 | |
| 16606633 | Correspondence | |||
| 16606688 | Correspondence | |||