Commissioner of Securities vs. Charles Phillip Clark, III
| Case Details | |
|---|---|
| Case Number | 04-0193 SE |
| Case Type | SE Sec of State Securities |
| Case Name | Commissioner of Securities vs. Charles Phillip Clark, III |
| Commissioner | John J. Kopp |
| Case Status | Archived |
| Date Created | 2004-02-17 09:51:39 |
| Date Closed | 2005-07-13 10:23:43 |
| Case Appointments | ||||||
|---|---|---|---|---|---|---|
| Type | Location | Attendees | Subject | Status | Begin | End |
| Hearing Set for | JCMO | Continued | 2004-08-11 09:00:00 | 2004-08-12 17:00:00 | ||
| Hearing Set for | JC MO | KoppJ@exchange2003.intra.mo.gov | K: #04-0193 SE Commissioner of Securities vs. Charles Phillip Clark, III[Robert L. Ortbals, Jr.] | Held | 2005-01-20 09:00:00 | 2005-01-21 17:00:00 |
| Correspondence | |||
|---|---|---|---|
| Reason | Comments | Date Sent | Documents |
| Hearing Notice sent-nc/nh/st | 9:00 AM, Wednesday, August 11, 2004 thru Thursday, August 12, 2004, JJK/AHC, two days. NOC/NOH mailed certified 7160 3901 9848 1205 0778 rb. | 2004-02-27 13:18:00 | |
| Personal Service packet sent to Petitioner | noc/noh rb | 2004-03-29 09:19:00 | |
| Hearing Contin Granted Ord mailed-Commissions Mt | AUGUST 11 AND 12, 2004 HEARING CONTINUED, ORDER ISSUED (included in personal service pkt) rb. | 2004-07-12 10:26:00 | |
| Personal Service packet sent to Petitioner | noc,noh, order of July 12, 2004 rb. | 2004-07-12 10:28:00 | |
| Objection Letter to Resp sent - ROBDU | Obj due 11/15/04 to motion for entry of default. sh | 2004-10-26 07:23:00 | |
| Order Issued | denying Ptr's motion for entry of default. sh | 2004-11-24 07:45:00 | |
| Hearing Continuance Denied Notice mailed | rb | 2004-12-16 11:23:00 | |
| Transcript Sent to Pet State Attorney | 2005-01-31 12:06:00 | ||
| Transcript Letter to Resp Non-State Party | 2005-01-31 12:08:00 | ||
| Briefing Schedule mailed | Ptr brief due 3/3/05 - Resp 4/4/05; reply 4/19/05. sh | 2005-02-01 07:49:00 | |
| Order Issued | Ptr shall show cause by 5/31/05 why we have jurisdiction. sh | 2005-05-18 10:11:00 | |
| Returned Mail Resent to Respondent | (decision) to new address. sh | 2005-11-16 09:17:00 | |
| Case Documents | ||||
|---|---|---|---|---|
| ID | Type | Comments | Date Received | |
| 16528192 | Complaint Filed | rb | 2004-02-10 10:00:00 | |
| 16530370 | Correspondence | |||
| 16535695 | Returned Mail Received - NOC/NOH | 7160 3901 9848 1205 0778 marked "unclaimed." nb | 2004-03-25 14:42:00 | |
| 16536023 | Correspondence | |||
| 16554733 | Motion for Continuance filed by Petitioner | nb | 2004-07-09 13:15:00 | |
| 16554956 | Correspondence | |||
| 16554960 | Correspondence | |||
| 16573048 | Personal Service Completed on filed | served upon Charles Phillip Clark, III on 8/5/04 at . Attached to Affidavit of Service. nb | 2004-10-14 16:00:00 | |
| 16573049 | Entry of Appearance-Petitioner filed | by Trevor Bossert and Withdrawal of Counsel by Rebecca Miller. nb | 2004-10-14 16:00:00 | |
| 16574927 | Motion filed by Petitioner | for Entry of Default. nb | 2004-10-22 15:15:00 | |
| 16575157 | Entry of Appearance-Petitioner filed | by Robert L. Ortbals, Jr. and Withdrawal as Attorney by Trevor Bossert. nb | 2004-10-22 15:15:00 | |
| 16575344 | Correspondence | |||
| 16581253 | Correspondence | |||
| 16585894 | Motion for Continuance filed by Petitioner | nb | 2004-12-15 16:30:00 | |
| 16586185 | Correspondence | |||
| 16594357 | Transcript filed | Securities vs. Clark -bjb | 2005-01-31 12:06:00 | |
| 16594359 | Correspondence | |||
| 16594362 | Correspondence | |||
| 16594483 | Correspondence | |||
| 16601032 | Brief filed by Petitioner | nb | 2005-03-02 12:30:00 | |
| 16601033 | Findings of Fact, Concul of Law, Disc Ord filed | by Petitioner. nb | 2005-03-02 12:30:00 | |
| 16618352 | Correspondence | |||
| 16620843 | Response to Show Cause Order filed by | Petitioner. nb | 2005-05-27 15:30:00 | |
| 16631238 | Correspondence | |||
| 16659248 | Returned Mail Received - Decision | addressed to Charles Phillip Clark, III marked Attempted, not known, with address label nb | 2005-11-16 08:45:00 | |
| 17552433 | Decision | 2005-07-13 00:00:00 | ||